Service
Securities & Investment Licensing
We map securities and investment activities to appropriate permissions across the UAE, UK, Bahrain, Saudi Arabia and relevant offshore regimes.
At a glance
Permissions, structures and compliance for brokers, investment firms, funds and market infrastructure.
The scope, requirements and licensing feasibility are assessed against your specific business model and chosen jurisdictions.
What's included
- ◆Brokerage and investment-management permissions
- ◆Fund and investment-business structuring
- ◆Trading venues and tokenised securities assessment
- ◆Prudential, conduct and governance requirements
- ◆Application preparation and regulator liaison
Outcomes
- ✓ Activity-aligned permissions
- ✓ A coherent governance and capital plan
- ✓ Practical ongoing compliance
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Let's discuss your business, your markets and the path ahead.