Regulatory Gate

The MLRO's first 90 days after licence approval

A checklist for new money laundering reporting officers taking a licensed firm live.

Approval is the start, not the finish. The first 90 days set the tone for your relationship with the supervisor.

Priorities include satisfying licence conditions, registering on goAML, finalising monitoring rules, training staff and setting up board reporting.

Keep a written log of decisions; it becomes invaluable at the first inspection.

← All insights

Your next chapter starts here.

Let's discuss your business, your markets and the path ahead.

Book a call